9870 Research Drive
At Newport Investor, our mission is simple: to provide independent, forward-thinking financial advice that aligns with our valued clients’ own goals and priorities.
What sets us apart is that our advisors are completely independent, each offering a unique approach to financial planning and wealth management. One thing that remains constant across the board is that we all seek to build long-term relationships with our clients.
While we provide nationwide service, our offices are located in Irvine and Newport Beach, California.
What’s Important to Know About Newport Investor
Our Broker-Dealer Affiliation: Cambridge Investment Research, Inc., member FINRA/SIPC, is a registered broker-dealer in all 50 states with clearing through Fidelity Clearing & Custody Solutions SM (FCCS) and Pershing LLC, both members FINRA/SIPC. Cambridge serves more than 3,000 advisors, supported by over 750 home office staff.
Cambridge was recently honored by Investment Advisor magazine as 2018 Broker-Dealer of the Year in Division IV – the division representing independent broker-dealers with over 3,000 producing advisors. Cambridge has earned this honor a total of eleven times and was previously honored in 2017, 2016, 2015, 2014, 2013, 2012, 2010, 2008, and 2007 as Broker-Dealer of the Year in Division IV and in 2003 for Division III.
Custodian of our Clients’ Assets: Fidelity Investments (National Financial Services). Fidelity Investments (NFS) prints and mails our client statements. Newport Investor does not custody client assets.
Compliance Oversight (Office of Supervisory Jurisdiction): Cooper McManus (CM) provides compliance oversight of Newport Investor.Our Compliance Record: No Reported Disclosures on Broker Check.
Governmental Agencies Providing Oversight: FINRA (Financial Industry Regulatory Authority) and SEC (U.S. Securities & Exchange Commission).
Our Orange County Office Locations:
Welcome to our Irvine, Spectrum Center Office9870 Research Drive Irvine, CA 92618Mon-Sun: By Appointment
Welcome to our Newport Beach, Fashion Island Office23 Corporate Plaza Drive, Suite 150Newport Beach, CA 92660Mon-Sun: By Appointment