Newport Capital Advisors is an independent financial services firm based in Newport Beach, CA with offices located near Fashion Island in Newport Beach, CA and the Spectrum Center in Irvine, CA.
Advisors at Newport Capital Advisors serve high net worth individuals and exceptional companies in Orange County, California. The firm offers a wide range of financial services including Wealth Management, Investment Services, Financial Planning, Estate Planning, Trust Services, Investment Banking, Business Retirement Plans and Annuities. Our firm works on a referral basis with tax & legal professionals and business owners, and with families and individuals searching for exceptional, hands on, professional guidance and advice.
What’s Important to Know About Us and Our Affiliates
Our Broker/Dealer Parent Company: Ladenburg Thalmann (NYSE MKT: LTS) Founded in 1876, 142+ years as a NYSE member, 6th oldest member on record, 4,000 advisors, $125 billion in total client assets.
Our Broker Dealer Affiliation: Securities America, one of the nation’s largest independent broker/dealers, wholly owned by Ladenburg Thalmann.
Custodian of our Clients’ Assets: Fidelity Investments (National Financial Services). Fidelity Investments (NFS) prints and mails our client statements. Newport Capital Advisors does not custody client assets.
Compliance Oversight (Office of Supervisory Jurisdiction): Cooper McManus (CM) provides compliance oversight of Newport Capital Advisors.
Our Compliance Record: No Reported Disclosures on Broker Check.
Governmental Agencies Providing Oversight: FINRA (Financial Industry Regulatory Authority) and SEC (U.S. Securities & Exchange Commission).